New Business Offerings
Services:
New Account applications and related forms across various investment types:
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Financial Planning
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Fee-based Investment Accounts (Schwab / Fidelity, + more)
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Estate Planning
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Variable Annuities and Variable Insurance
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Fixed Annuities and Fixed Insurance
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Health Insurance
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Mutual Funds
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529s
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Long-Term Care Disability
Follow-up and Client Contact:
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Ensure clients and advisors have signed all paperwork
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Ensure communication when accounts are opened
Facilitate funding of new accounts:
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Ensure funding is facilitated within service standards to ensure idea client experience and efficient capture of revenue for advisors
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Ensure investment accounts are allocated to appropriate models and fully invested – money is put to work right away
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Confirm internal firm requirements are met and NIGOs are cures to ensure billing is activated
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Project work as needed